Make volatility work for you with absolute return focused strategies
NewEdge Investment Solutions offers a unique, multi-faceted approach to increase the probability of long-term success. One that embraces innovative technology, capitalizes on structural market inefficiencies, and seeks to mitigate the detrimental impacts of fees and taxes on long term asset growth.
Strategy details
8-12%
Target annual coupon/
accrued return
25-35%
Target downside
protection
150+
Actively Managed
Structured Notes
Strategy details mob
8-12%
Target annual coupon/
accrued return
25-35%
Target downside
protection
150+
Actively Managed
Structured Notes
Benefits of Working with NewEdge Investment Solutions
NewEdge Investment Solutions is a premier and proprietary investment resource for advisors and their clients, led by an experienced portfolio management team, with solutions offered through a transparent, conflict free, technology driven platform positioned to help clients meet their long term goals.
Equity Returns Without the Reliance on Equities
Diversify your portfolio by seeking to achieve equity-like returns without the levels of uncertainty commonly associated with investment in equities.
Eliminate the Challenges of Implementation
Manage risk and seek to produce better investment outcomes through experience, technology and oversight.
An Alternative to Alternatives
Targets absolute positive returns without the headaches of hedge funds.
1: Assets and data as of December 31, 2024. NewEdge Capital Group Barron’s rankings awarded in September 2024 based on prior 12 month data. Forbes/Shook ranking awarded in October 2024 based on data from 3/31/23-3/31/24.
How NewEdge Investment Solutions Works
01
Security & Portfolio Construction
Bringing together a portfolio of notes to seek to minimize risk and optimize client return outcomes.
02
Tactical
Execution
Buying into markets during periods of dislocation to seek to achieve more favorable terms.
03
Active Portfolio Management
Managing portfolio risk beyond the initial execution, with transparent portfolio reporting.
04
Issuer Competition & Credit Diversification
Capitalizing on competition between issuers to create potentially better outcomes, while seeking to minimize the credit risk of any single issuer.
Structured Note Strategies
NewEdge Investment Solutions strategies seek to deliver protected portfolio returns while mitigating the challenges and risks often associated with investments in Structured Notes. NewEdge strategies offer carefully curated selections of notes, implemented across several market selloffs, intended to achieve a balance of risk and potential return, which is otherwise difficult to replicate in other asset classes.
01
Get equity-like returns & manage downside risk
Structured Note Advisory Portfolio (SNAP)
The NewEdge Structured Note Advisory Portfolio (SNAP) offers diversified, curated Structured Notes to manage risk and aim for equity-like returns. Designed for long-term investors, it focuses on consistent, tax-efficient performance across market cycles.
SNAP blends Fixed-Return and Growth notes, favoring Fixed-Return for stability. Notes typically mature in 3–5 years, with some callable after 1 year. The Portfolio Manager actively manages positions for optimal outcomes through maturity, call, or sales.
Fixed return Structured Notes are designed to provide opportunities for a defined return to a portfolio. These structure types are defined by their potential to achieve positive returns, even when underlying indices’ have negative performance over the life of the note.
Growth focused Structured Notes are designed to provide opportunities to enhance returns, reduce risk – or both – in your portfolio. These structure types are defined by their potential to keep up or outperform underlying equity indices, while maintaining some component of downside principal protection.
02
Preserve capital with coupon payments
Structured Note Income Portfolio (SNIP)
The NewEdge Structured Note Income Portfolio (SNIP) delivers capital preservation, downside protection, and equity-like returns via periodic cash coupons — even in flat or negative markets.
SNIP employs tactical executions during volatility and diversification across 8–15 holdings, balancing issuer credit, coupon, and maturity exposure. Using auction technology, SNIP ensures competitive execution and actively manages risk through tactical secondary market sales before maturity.
Yield focused Structured Notes are designed to target a stream of cash flow throughout the lives of a note.
These structure types are most appropriate for investors desiring a compelling cash flow stream via coupon-paying notes, along with downside protection and favorable return targets; implemented on a shorter term basis.
Structured Note Advisory Portfolio (SNAP)
SNAP blends Fixed-Return and Growth notes, favoring Fixed-Return for stability. Notes typically mature in 3–5 years, with some callable after 1 year. The Portfolio Manager actively manages positions for optimal outcomes through maturity, call, or sales.
Fixed return Structured Notes are designed to provide opportunities for a defined return to a portfolio. These structure types are defined by their potential to achieve positive returns, even when underlying indices’ have negative performance over the life of the note.
Growth focused Structured Notes are designed to provide opportunities to enhance returns, reduce risk – or both – in your portfolio. These structure types are defined by their potential to keep up or outperform underlying equity indices, while maintaining some component of downside principal protection.
Structured Note Income Portfolio (SNIP)
SNIP employs tactical executions during volatility and diversification across 8–15 holdings, balancing issuer credit, coupon, and maturity exposure. Using auction technology, SNIP ensures competitive execution and actively manages risk through tactical secondary market sales before maturity.
Yield focused Structured Notes
are designed to target a stream of cash flow throughout the lives of a note.
These structure types are most appropriate for investors desiring a compelling cash flow stream via coupon-paying notes, along with downside protection and favorable return targets; implemented on a shorter term basis.
Quarterly Updates and Resources
SNAP Fact Sheet Q4 2024
Fact Sheet • December 31, 2024
SNIP Fact Sheet Q4 2024
Fact Sheet • December 31, 2024
NewEdge Structured Note Strategies Brochure
Brochure • September 30, 2024
SNAP Fact Sheet Q3 2024
Fact Sheet • September 30, 2024
SNIP Fact Sheet Q3 2024
Fact Sheet • September 30, 2024
Learn More about NewEdge Investment Solutions
View Additional Disclosure
This document or presentation is intended for institutional investors and/or wealth advisers only, and is not intended for distribution to others.
Halo Investing, Inc. is a parent company of Halo Securities, LLC. Halo Investing, Inc. is not a broker/dealer. Securities are offered through Halo Securities, LLC, an SEC registered broker/dealer and member of FINRA/SIPC. Halo Securities, LLC is affiliated with Halo Investing Insurance Services, LLC and Halo Investment Services, LLC. Halo Securities, LLC acts solely as distributor/selling agent and is not the issuer or guarantor of any Structured Note products. For more information about Halo Securities, LLC, you can visit https://brokercheck.finra.org/firm/summary/279029. For more information about Halo Investment Services, LLC , you can visit https://adviserinfo.sec.gov/firm/summary/325613.