How Halo Helps Guide Advisors Toward a Fee-Based Future
Clients are increasingly becoming more aware of fee vs. commission based models.
FinTech solutions can help ease an advisor's transition from one model to another.
Author: Halo Investing
How Advisors Should View Today’s Structured Notes
Structured notes are commonly misunderstood and often mischaracterized. A structured note is simply a packaged investment, in many respects not unlike a professionally managed mutual fund.
Types of Structured Notes & How They’re Used in Portfolios
When it comes to positioning client portfolios, defined outcomes can help. Halo’s custom note creator allows you to create a structured note for your given objectives, like income, growth, or protection.
Capturing AUM Through Existing Client Annuities
Financial advisor AUM can grow simply by engaging in conversations with clients about what they own outside of your purview. Nearly half of investors own annuities while many fee-based RIAs shy away from these products due to regulations and compensation structures. As a result, assets are left on the table.
Behavioral Considerations When Managing Client Stages of Life
Behavioral weakness can wreck the best laid plans, regardless of where you're at in the lifecycle. Protective investment approaches may help control for natural biases common to both the accumulation and decumulation stages.
LIVE VIRTUAL EVENT
Essential Strategies for Winning High Net Worth Clients in 2025
Nov. 14 & 21 • 1:00 pm CT