Start strengthening your client portfolios with Structured Notes
Structured Notes are no longer a tool limited to institutional and high-net-worth investors.
Today, minimum investments can begin as low as $1,000.
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Better structure, better outcomes?
Structured Notes represent the next big leap in portfolio personalization. Clients are demanding a better investment experience and structured investments can help.
Enhance your current process
Structured Notes can be an efficient way to help hedge market risks – that’s right, you can keep upside potential, but add explicit downside protection.
Benefits of Structured Notes
01
Potential for equity-like returns, but with potentially lower investment variability and reduced drawdowns.
02
Risk mitigation beyond conventional diversification can result in less stress over market volatility and greater desire to stay invested.
03
Enhanced yield and improved upside potential (relative to similar assets) to better meet investment objectives.
Structured Notes have complex features and may not be suitable for all investors. They are sold only by prospectus and investors should read the prospectus and pricing supplement carefully before investing as they contain a detailed explanation of the risks, tax treatment, and other relevant information about the investment.
Benefits of Structured Notes
01
Potential for equity-like returns, but with potentially lower investment variability and reduced drawdowns.
02
Risk mitigation beyond conventional diversification can result in less stress over market volatility and greater desire to stay invested.
03
Enhanced yield and improved upside potential (relative to similar assets) to better meet investment objectives.
Structured Notes have complex features and may not be suitable for all investors. They are sold only by prospectus and investors should read the prospectus and pricing supplement carefully before investing as they contain a detailed explanation of the risks, tax treatment, and other relevant information about the investment.
Grow your book with a high demand product
Stung by market swings and a poor investment experience, investors are increasingly demanding access to structured investments.
Structured Notes are now a large global market, with more than $3 trillion outstanding. Born in Europe in the mid-1970s, across Europe and Asia, and more recently the U.S., notes are a mature and growing market.
Please rate your client demand for access to each of the following:
Socially Conscious or ESG
| Advisor Rating: | |
| Extremely high demand | 8% |
| High demand | 34% |
| Some demand | 29% |
| Little demand | 25% |
| No demand at all | 3% |
Structured Notes
| Advisor Rating: | |
| Extremely high demand | 20% |
| High demand | 50% |
| Some demand | 24% |
| Little demand | 6% |
| No demand at all | 0% |
Hedge Funds
| Advisor Rating: | |
| Extremely high demand | 2% |
| High demand | 8% |
| Some demand | 36% |
| Little demand | 40% |
| No demand at all | 13% |
Source: Advisor360° – 2022 Connected Wealth Report; Survey, December 2022.
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Calendar Structured Notes
02
Custom Structured Notes
03
Structured Note SMAs
Getting started
Halo offers several types of Structured Notes to add to your portfolio. Use the Halo Structured Notes marketplace to find, compare, and select the right Structured Note for your portfolio.
01
Calendar Structured Notes
02
Custom Structured Notes
03
Structured Note SMAs
Build a defined
outcome portfolio
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US73/1.1/2306