Level the playing field with Advanced Wealth Solutions

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Halo’s Advanced Wealth Solutions gives advisors access to the investment products and strategies typically offered by institutional and private bank environments. Whether you’re independent or part of a larger firm, you can now deliver a broader range of solutions tailored to your clients’ evolving needs.

This new offering expands what’s possible for your practice, with seamless access through Halo.

Hedging & Monetization

Reduce concentration risk and access liquidity without triggering capital gains.

Securities-Based Lending

Borrow against eligible assets with up to ~90% loan-to-value—without selling positions.

Private Market Access

Expand portfolios with secondary and pre-IPO investments typically reserved for institutions.

Options-Based Strategies

Add customized options overlays to equity portfolios with retail-focused solutions built around client goals.

Hedging and Monetization
Strategies

Tailored strategies to help mitigate risk and monetize concentrated equity positions

Several factors can complicate risk mitigation of concentrated positions for advisors, such as tax implications, and inherited bullish conviction, legal restrictions, and sentimental attachment to the position.

Halo’s working with the biggest names on Wall Street to bring advisors exclusive access to hedging and monetization strategies that can help mitigate risk and while creating liquidity.

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Key Benefits:

Capital Preservation

Help protect against market declines, but keep some upside potential.

Monetization

Clients can potentially receive up to ~90% loan to value, at competitive rates, as an upfront cash payment while retaining ownership of their shares.

Tax Efficiency

Potential to defer costly capital gains tax, without selling out of concentrated positions.

Securities-Based Lending

Cash management and credit solutions for the modern investor.

Independent advisors and family offices are part of a rapidly growing ecosystem that serves trillions of dollars of wealth. These teams have access to world-class investment platforms, but when it comes to sophisticated cash management and credit products, the options are limited without referring opportunities to the competition.

Halo’s partnership with a leading Wealthtech platform is changing this dynamic, and builds custom solutions with a focus on individualized service, holistic balance sheet management, and the strategic advice needed for clients to protect and grow liquidity for generations.

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Request Access

Key Benefits:

Stay Invested

Keep your investment plan and asset allocation in place without disrupting long-term strategies.

Financial Freedom

Quickly access liquidity for a range of uses—from meeting large financial obligations or seizing an exciting opportunity.

Tax-Efficiency Opportunities

Securities-based lines of credit have the potential to be tax-efficient if structured the right way.

Options-Based Strategies

Quickly add options-based overlays to your equity sleeve.

Halo and Derivaty help advisors create custom defined-outcome investment solutions that are highly tailored to unique client goals and objectives.

Advisors can customize a managed solution across a variety of intuitive parameters. This solution is designed with retail investors in mind.

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Key Benefits:

Flexible Investment Objectives

Defined-outcome solutions can prioritize for defending wealth, enhancing income, or amplifying growth.

Customization

Quickly design customized, outcome-oriented investments.

Prioritize Risk Management

Targeted solutions allow for flexibility in managing risk to individual positions with varying levels of risk reduction and defined levels of protection.

Private Secondary & Pre-IPO Investment Opportunities

Tap into growth before the public markets.

Traditional private market access has been constrained by fund structures, long lock-up periods, high minimums, and limited liquidity. Secondary transactions offer advisors a compelling alternative. Access pre-IPO opportunities and secondary transactions in leading private companies, helping clients tap into growth before the public markets.

Halo’s connections are opening the door to exclusive investment opportunities once limited to private bank and Ultra-High-Net-Worth accounts.

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Key Benefits:

Customization

Quickly design customized, outcome-oriented investments.

Prioritize Risk Management

Targeted solutions allow for flexibility in managing risk to individual positions with varying levels of risk reduction and defined levels of protection.

Portfolio Enhancement

Complement existing asset allocation strategies with new sources of alpha opportunities.

Expand Your Capabilities

With Halo’s Advanced Wealth Solutions, you can deliver high-impact investment strategies that elevate your offering and deepen client relationships. These are the tools today’s clients expect—and now, you can deliver them.

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