Careers

Counsel (Corporate Generalist)

05/24/2022
Halo Investing
Published
05/24/2022
Location
200 West Jackson Blvd, Chicago, Illinois
Category
Job Type

Description

About Us:

Named by Fast Company in its Top 10 Most Innovative FinTech Companies, Halo Investing is the first independent, multi-issuer platform for defined outcome investing. Halo Investing gives financial advisors, wealth managers and RIA’s access to structured notes, buffered ETFs, and annuities. By delivering the best pricing and execution to the clients it serves, Halo is changing the world of investing by democratizing the protective investment marketplace.

 

In October 2021, Halo announced that it raised over US$ 100 million in Series C funding. The latest fundraising round was led by Owl Capital and included the Mubadala-backed US $1 billion fund managed by Abu Dhabi Catalyst Partners, in addition to existing investors Allianz Life Ventures and William Blair.

 

Halo is based in Chicago, with offices in Zurich, Abu Dhabi, and Singapore. We’ve balanced tremendous growth with strong company culture to create a uniquely motivated, dynamic, and proactive team. Above all, we value collaboration, communication, and passion!

 

 

Primary Responsibilities:

  • Assists in designing and executing Halo Investing’s legal strategy, taking into account our business strategy, legal, regulatory and supervisory requirements.
  • Exemplifies Halo’s, core values, culture, and desired behaviors – including a culture of risk awareness and accountability.
  • Negotiates a range of agreements, including software licensing agreements, non-disclosure agreements and employment agreements.
  • Supports Halo’s corporate governance activities, including advising on and drafting policies and procedures.
  • Proactively identifies and manages existing and emerging legal risks that stem from business activities related to products and services, in alignment with Halo Investing’s risk appetite.
  • Provides legal advice and counsel on all aspects of Halo’s business as well as Enterprise actions, strategies, and initiatives.
  • Ensures timely, accurate and cost-effective legal advice is provided to senior management regarding legal and regulatory matters.
  • Provides regulatory support through partnership and collaboration with key clients and stakeholders, including legal, compliance, risk, and business partners, for the purpose of influencing decisions and managing legal risks to achieve strategic goals.
  • Proactively monitors and analyzes developments in both internal and external environments and recommends appropriate legal or regulatory strategies.

 

 

Required Education and Experience:

  • Bachelor’s Degree is required.
  • Juris Doctor from an accredited law school is required.
  • A minimum of 3-5 years of experience.
  • In-house experience strongly preferred.
  • Experience providing advice to financial institutions preferred.

 

 

Benefits:

  • Competitive Compensation
  • Comprehensive Medical and Dental
  • 401k Program
  • Unlimited PTO
  • Paid Parental Leave
  • Flexible and highly collaborative work environment

 

Halo Values Diversity and Inclusion. We are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, national origin, disability status, protected veteran status, or any other characteristics protected by federal, state, or local laws, regulations, or ordinances. If you need assistance or accommodation due to disability or special need when applying for a role or during our recruitment process, please contact us at: hr@haloinvesting.com

 

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